2019
Newest first · 125 CFTC Federal Register releases
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Releases
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Post-Trade Name Give-Up on Swap Execution Facilities
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Regulatory Flexibility Agenda
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures
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Capital Requirements of Swap Dealers and Major Swap Participants
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Public Rulemaking Procedures
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0055, Privacy of Consumer Financial Information
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Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs
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Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person
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Sunshine Act Meetings
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Market Risk Advisory Committee
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limits
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Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Docket Docket No. OCC-2018-0010
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Sunshine Act Meetings
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Privacy of Consumer Financial Information
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Certain Swap Data Repository and Data Reporting Requirements
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Request for Nominations for the Subcommittee on Margin Requirements for Non-Cleared Swaps Under the Global Markets Advisory Committee
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Position Limits and Position Accountability for Security Futures Products
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements
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Sunshine Act Meetings
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Public Rulemaking Procedures
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Technology Advisory Committee
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Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
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Exemption From Derivatives Clearing Organization Registration
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Sunshine Act Meetings
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Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
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Global Markets Advisory Committee; Meeting
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Sunshine Act Meetings
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Sunshine Act Meetings
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Energy and Environmental Markets Advisory Committee
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Market Risk Advisory Committee; Meeting
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0102: Clearing Exemption for Certain Swaps Entered Into by Cooperatives
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap
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Agency Information Collection Activities: Notice of Intent To Revise and Extend Collection 3038-0111: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determinations With Margin Requirements
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Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Docket Docket No. R-1643
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Customer Margin Rules Relating to Security Futures Docket Release No. 34-86304
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Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0067, Protection of Consumer Information Under the Fair Credit Reporting Act
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Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery
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Exemption From Derivatives Clearing Organization Registration
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade
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Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds Docket Docket ID OCC-2018-0029
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Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
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Request for Nominations for the Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee
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Sunshine Act Meetings
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Foreign Futures and Options Transactions
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Derivatives Clearing Organization General Provisions and Core Principles
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
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Regulatory Flexibility Agenda
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
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Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts
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Market Risk Advisory Committee; Meeting
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Derivatives Clearing Organization General Provisions and Core Principles
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Certain Swap Data Repository and Data Reporting Requirements
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Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
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Privacy Act of 1974; System of Records
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Privacy Act of 1974; System of Records
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Privacy Act of 1974; System of Records
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Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
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Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
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Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace
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Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports
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Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets
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Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Segregation of Assets Held as Collateral in Uncleared Swap Transactions
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Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations
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De Minimis Exception to the Swap Dealer Definition-Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports
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Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Docket 3038-AE85
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Agricultural Advisory Committee
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Sunshine Act Meetings
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Global Markets Advisory Committee
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Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R
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Revised Registration Form 7-R
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agricultural Advisory Committee
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Technology Advisory Committee
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Swap Execution Facilities and Trade Execution Requirement
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Post-Trade Name Give-Up on Swap Execution Facilities
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Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2019
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Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds Docket Docket No. OCC-2018-0029
U.S. government work (Federal Register / govinfo). Primary PDFs open on govinfo; RegStak hosts the catalog only.