2018
Newest first · 87 CFTC Federal Register releases
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Releases
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Request for Input on Crypto-Asset Mechanics and Markets
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Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
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Agency Information Collection Activities Under OMB Review
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Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act
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Sunshine Act Meetings
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Swap Execution Facilities and Trade Execution Requirement
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Post-Trade Name Give-Up on Swap Execution Facilities
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Market Risk Advisory Committee
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Regulatory Flexibility Agenda
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0094; Clearing Member Risk Management
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0043, Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions
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De Minimis Exception to the Swap Dealer Definition
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
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Request for Nominations for the Interest Rate Benchmark Reform Subcommittee Under the Market Risk Advisory Committee
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Renewal of the Technology Advisory Committee
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Technology Advisory Committee; Meeting
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Renewal of the Global Markets Advisory Committee
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Sunshine Act Meetings
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Renewal of the Agricultural Advisory Committee
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Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Docket Docket No. OCC-2018-0010
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Agency Information Collection Activities Under OMB Review
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Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade
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Exemption From Derivatives Clearing Organization Registration
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Position Limits and Position Accountability for Security Futures Products
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Segregation of Assets Held as Collateral in Uncleared Swap Transactions
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Order Granting Exemption From Certain Provisions of the Commodity Exchange Act Regarding Investment of Customer Funds and From Certain Related Commission Regulations
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0069, Information Management Requirements for Derivatives Clearing Organizations
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Privacy Act of 1974; System of Records
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Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Docket Docket No. OCC-2018-0010
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0076, Risk Management Requirements for Derivatives Clearing Organizations
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0097, Process for Review of Swaps for Mandatory Clearing
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Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations
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Adaptation of Regulations to Incorporate Swaps; Correction
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Market Risk Advisory Committee
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0021, Regulations Governing Bankruptcies of Commodity Brokers
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Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
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Agency Information Collection Activities: Notice To Extend Collection 3038-0092; Customer Clearing Documentation and Timing of Acceptance for Clearing
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De Minimis Exception to the Swap Dealer Definition
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Amendments to the Swap Data Access Provisions of Part 49 and Certain Other Matters
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Regulatory Flexibility Agenda
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Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0007, Regulation of Domestic Exchange-Traded Options
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings
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Sunshine Act Meetings
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Foreign Futures and Options Transactions
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Privacy Act of 1974; System of Records
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Renewal of the Market Risk Advisory Committee
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Agency Information Collection Activities Under OMB Review
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Request for Input on LabCFTC Prize Competitions
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agricultural Advisory Committee
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Market Risk Advisory Committee
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Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2018
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Definitions
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Privacy Act of 1974; System of Records
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0095; Large Trader Reporting for Physical Commodity Swaps
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Agency Information Collection Activities Under Review
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Agency Information Collection Activities Under OMB Review
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Technology Advisory Committee
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Agency Information Collection Activities Under OMB Review
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Regulatory Flexibility Agenda
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Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0052 and 3038-0074, Core Principles and Other Requirements for Designated Contract Markets, and Core Principles and Other Requirements for Swap Execution Facilities
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Performance of Certain Functions by the National Futures Association With Respect to the Receipt and Processing of Exchange Disciplinary and Access Denial Action Information
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Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial, or Other Adverse Actions
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Market Risk Advisory Committee
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Privacy Act of 1974; System of Records
U.S. government work (Federal Register / govinfo). Primary PDFs open on govinfo; RegStak hosts the catalog only.