2013
Newest first · 116 CFTC Federal Register releases
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Releases
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Agency Information Collection Activities; Notice of Intent To Renew Collection: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters
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Comparability Determination for the European Union: Certain Entity-Level Requirements
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Comparability Determination for Japan: Certain Entity-Level Requirements
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Comparability Determination for Switzerland: Certain Entity-Level Requirements
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Comparability Determination for Japan: Certain Transaction-Level Requirements
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Comparability Determination for the European Union: Certain Transaction-Level Requirements
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Comparability Determination for Australia: Certain Entity-Level Requirements
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Comparability Determination for Hong Kong: Certain Entity-Level Requirements
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Comparability Determination for Canada: Certain Entity-Level Requirements
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Agency Information Collection Activities; Proposed Collection; Comment Request: Part 41, Relating to Security Futures Products
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Position Limits for Derivatives
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Position Limits for Derivatives
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Sunshine Act Meeting
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Derivatives Clearing Organizations and International Standards
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Sunshine Act Meeting
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Sunshine Act Meeting
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Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
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Aggregation of Positions
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Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
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Membership in a Registered Futures Association
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Membership in a Registered Futures Association
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Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
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Sunshine Act Meetings
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Sunshine Act Meetings
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Quantitative Messaging Research
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Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Concept Release on Risk Controls and System Safeguards for Automated Trading Environments
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Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
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Retail Commodity Transactions Under Commodity Exchange Act
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Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators
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Clearing Exemption for Certain Swaps Entered Into by Cooperatives
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Quantitative Messaging Research
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Derivatives Clearing Organizations and International Standards
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Technology Advisory Committee
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Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations
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Core Principles and Other Requirements for Swap Execution Facilities; Correction
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Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations
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Exemptive Order Regarding Compliance With Certain Swap Regulations
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Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Correction
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Sunshine Act Meetings
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Agricultural Advisory Committee Meeting
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Amended Order Designating the Provider of Legal Entity Identifiers to Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities; Notice of Intent To Renew Collection: Market Surveys
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Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act
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Core Principles and Other Requirements for Swap Execution Facilities
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Core Principles and Other Requirements for Designated Contract Markets; Correction
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Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
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Antidisruptive Practices Authority
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meetings
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Meeting of Technology Advisory Committee
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Identity Theft Red Flags Rules Docket Release Nos. 34-69359, IA-3582, IC-30456
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Reassignment of Commission Staff Responsibilities and Delegations of Authority
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Public Availability of Fiscal Year 2012 Service Contract Inventory
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Clearing Exemption for Swaps Between Certain Affiliated Entities
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Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization
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Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants; Correction
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Adaptation of Regulations to Incorporate Swaps-Records of Transactions; Correction
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Agency Information Collection Activities; Notice of Intent to Renew Collection: Market Surveys
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Agency Information Collection Activities Under OMB Review
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Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees
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Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants
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Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act
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Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Proceedings Before the Commodity Futures Trading Commission
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meeting-Closed Meeting
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Agency Information Collection Activities: Proposed Collection, Comment Request: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
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Agency Information Collection Activities: Financial Education Content Needs Survey
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Sunshine Act Meeting-Closed Meeting
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Agency Information Collection Activities Under OMB Review
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Rules of Practice; Amendments to Delegations of Authority to the Office of General Counsel
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Further Proposed Guidance Regarding Compliance With Certain Swap Regulations
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Final Exemptive Order Regarding Compliance With Certain Swap Regulations
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Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants; Extension of Compliance Date
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