2009
Newest first · 134 CFTC Federal Register releases
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Releases
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Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys
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Electronic Filing of Financial Reports and Notices
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy
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Agency Information Collection Activities Under OMB Review
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Final Model Privacy Form Under the Gramm-Leach-Bliley Act Docket Docket ID OCC-2009-0011
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act Docket Release No. 34-61027
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Joint Order To Exclude Indexes Composed of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934 Docket Release No. 34-61020
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Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act
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Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function
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Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
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Commodity Pool Operator Periodic Account Statements and Annual Financial Reports Docket RIN 3038-AC38
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Global Markets Advisory Committee Meeting
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Sunshine Act Meeting Notice
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Sunshine Act Meeting Notice
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Meetings; Sunshine Act
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Sunshine Act Meetings
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Meetings; Sunshine Act
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
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Notice; Agricultural Advisory Committee Meeting
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Electronic Filing of Financial Reports and Notices
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Sunshine Act Meetings
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Global Markets Advisory Committee Meeting
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Energy and Environmental Markets Advisory Committee Meeting
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Fees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Energy and Environmental Markets Advisory Committee Meeting
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Joint Meetings on Harmonization of Regulation Docket Release No. 34-60539
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function
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Account Class
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Determination of Appropriateness of the Supervision by the Bundesanstalt für Finanzdienstleistungaufsicht (BaFin), in Conjunction With Deutsche Bundesbank (Bundesbank), Both of the Federal Republic of Germany, With Respect to the Clearing Activities of Eurex Clearing AG (Eurex)
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Contract Market Rules Altered or Supplemented by the Commission
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Sunshine Act; Notice of Meeting
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Sunshine Act; Notice of Meeting
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Sunshine Act; Notice of Meeting
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Order Finding That the ICE Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Sunshine Act; Notice of Meeting
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Sunshine Act; Notice of Meeting
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Sunshine Act Meetings
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Account Ownership and Control Report
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Meetings; Sunshine Act
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Meetings; Sunshine Act
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Meetings; Sunshine Act
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Meetings; Sunshine Act
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Meetings; Sunshine Act
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Agency Information Collection Activities Under OMB Review
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Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
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Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
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Sunshine Act Meetings
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Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers
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Sunshine Act Meetings
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Energy and Environmental Markets Advisory Committee Meeting
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Sunshine Act Meetings
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Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
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Order
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Confidential Information and Commission Records and Information
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0043, Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions
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Establishment of Risk Management Advisory Committee
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agricultural Advisory Committee; Thirteenth Renewal
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Order (1) Pursuant to Section 4(c) of the Commodity Exchange Act, Permitting the Chicago Mercantile Exchange to Clear Certain Over-the-Counter Agricultural Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Customer Positions in Such Cleared-Only Contracts and Associated Funds To Be Commingled With Other Positions and Funds Held in Customer Segregated Accounts
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Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
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Significant Price Discovery Contracts on Exempt Commercial Markets
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Federal Register Notice Requesting Nominations for the Subcommittee on Convergence in Agricultural Commodity Markets Under the Agricultural Advisory Committee
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Electronic Filing of Disclosure Documents
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Commodity Pool Operator Periodic Account Statements and Annual Financial Reports
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Acknowledgment Letters for Customer Funds and Secured Amount Funds
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Notice of Additional Conditions on the No-Action Relief When Foreign Boards of Trade That Have Received Staff No-Action Relief To Permit Direct Access to Their Automated Trading Systems From Locations in the United States List for Trading From the U.S. Linked Futures and Option Contracts and a Revision of Commission Policy Regarding the Listing of Certain New Option Contracts
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Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
U.S. government work (Federal Register / govinfo). Primary PDFs open on govinfo; RegStak hosts the catalog only.