2010
Newest first · 201 CFTC Federal Register releases
Find
Releases
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Order Exempting the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants
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Swap Data Repositories
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End-User Exception to Mandatory Clearing of Swaps
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Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
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Core Principles and Other Requirements for Designated Contract Markets
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Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” Docket Release No. 34-63452
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Agency Information Collection Activities under OMB Review
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Agency Information Collection Activities Under OMB Review
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Reporting Certain Post-Enactment Swap Transactions
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Information Management Requirements for Derivatives Clearing Organizations
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Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures
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General Regulations and Derivatives Clearing Organizations
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Real-Time Public Reporting of Swap Transaction Data
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Acceptance of Public Submissions on a Study Mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 719(b) Docket Release No. 34-63423
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Joint Public Roundtable on Issues Related to Capital and Margin Requirements for Swaps and Security-Based Swaps Docket Release No. 34-63435
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Agency Information Collection Activities Under OMB Review
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Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
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Swap Data Recordkeeping and Reporting Requirements
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Real-Time Public Reporting of Swap Transaction Data
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Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
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Agency Information Collection Activities Under OMB Review: Notice of Intent To Renew Collection 3038-0054, Establishing Procedures for Entities Operating as Exempt Markets
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Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
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Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Public Input for the Study Regarding the Oversight of Existing and Prospective Carbon Markets
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Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
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Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
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Registration of Swap Dealers and Major Swap Participants
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Registration of Foreign Boards of Trade
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products
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Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
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Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
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Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products
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Prohibition of Market Manipulation
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Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
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Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act
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Provisions Common to Registered Entities
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Process for Review of Swaps for Mandatory Clearing
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Position Reports for Physical Commodity Swaps
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Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings
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Sunshine Act Meetings
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Docket Release No. 34-63169
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Business Affiliate Marketing and Disposal of Consumer Information Rules
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Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act
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Agricultural Commodity Definition
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Joint Public Roundtable on Issues Related to the Clearing of Credit Default Swaps Docket Release No. 34-63112, File No. 4-615
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Public Roundtable on Individual Customer Collateral Protection
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Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
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Sunshine Act Meetings
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Financial Resources Requirements for Derivatives Clearing Organizations
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Interim Final Rule for Reporting Pre-Enactment Swap Transactions
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Agency Information Collection Activities: Proposed Collection; Comment Request: Proposed Collection; Comment Request: Rules Pertaining to Contract Markets and Their Members
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Request for Comment on Options for a Proposed Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs; Concept Release
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0025, Practice by Former Members and Employees of the Commission
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0049, Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters
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Agricultural Swaps
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Technology Advisory Committee Meeting
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Petition of the National Futures Association, Pursuant to Rule 13.2, to the U.S. Commodity Futures Trading Commission To Amend of the Rule 4.5
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Global Markets Advisory Committee
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Orders Regarding the Treatment of Petitions Seeking Grandfather Relief for Exempt Commercial Markets and Exempt Boards of Trade
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Notice Regarding the Treatment of Petitions Seeking Grandfather Relief for Trading Activity Done in Reliance Upon Section 2(h)(1)-(2) of the Commodity Exchange Act
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Agency Information Collection Activities: Proposed Collection; Comment Request: Part 41, Relating to Security Futures Products
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Commodity Pool Operations: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools; Correction
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Joint Public Roundtable To Discuss Data for Swaps and Security-Based Swaps, Swap Data Repositories, Security-Based Swap Data Repositories, and Real-Time Public Reporting Docket Release No. 34-62863
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Joint Public Roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities Docket Release No. 34-62864
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Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries
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Performance of Registration Functions by National Futures Association With Respect to Retail Foreign Exchange Dealers and Associated Persons
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Account Ownership and Control Report; Notice of Public Meeting
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Account Ownership and Control Report
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Commodity Pool Operators: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools
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Agency Information Collection Activities Under OMB Review: Notice of Intent To Renew Collection 3038-0054, Establishing Procedures To Implement the Notification Requirements for Entities Operating as Exempt Markets
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Acceptance of Public Submissions on the Wall Street Reform and Consumer Protection Act and the Rulemakings That Will Be Proposed by the Commission
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Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act Docket Release No. 34-62717
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Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps Docket Release No. 34-62725
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations
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Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction
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Acknowledgment Letters for Customer Funds and Secured Amount Funds
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Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Docket Release No. 34-62552
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Business Continuity and Disaster Recovery
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Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
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Orders Finding That the PJM WH Real Time Peak Daily Contract, PJM WH Real Time Off-Peak Daily Contract and PJM WH Day Ahead LMP Peak Daily Contract Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
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Orders Finding That the PJM WH Real Time Peak Contract and PJM WH Real Time Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
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Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
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Agricultural Advisory Committee Meeting
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Account Ownership and Control Report
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Order Finding That the Fuel Oil-180 Singapore Swap Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
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Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Technology Advisory Committee Meeting
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Order Exempting the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares
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Agency Information Collection Activities Under OMB Review
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Foreign Futures and Options Transactions
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Order (1) Pursuant to Section 4(c) of the Commodity Exchange Act, Permitting the Kansas City Board of Trade Clearing Corporation To Clear Over-the-Counter Wheat Calendar Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Customer Positions in Such Cleared-Only Swaps and Associated Funds To Be Commingled With Other Positions and Funds Held in Customer Segregated Accounts
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Docket Release No. 34-62266
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Request To Amend an Existing Order Under Section 4(c) of the Commodity Exchange Act Permitting Eligible Swap Participants To Submit for Clearing, and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear, Certain-Over-The-Counter Agricultural Swaps
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Petition of Hard Eight Futures, LLC for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From Section 2(a)(1)(C)(iv) of the Commodity Exchange Act and Appendix D to Part 30 of the Rules of the Commodity Futures Trading Commission
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Renewal of the Global Markets Advisory Committee
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Co-Location/Proximity Hosting Services
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Reestablishment of the Technology Advisory Committee
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Docket Release No. 334-62114
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Docket Release No. 33-9123
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Sunshine Act Meeting Notice
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Order Finding That the ICE Waha Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Order Finding That the Socal Border Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Order Finding That the HSC1 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Order Finding That the ICE Chicago Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Order Finding That the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Order Finding That the Permian Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Order Finding That the Zone 6-NY Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Order Finding That the TCO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Order Finding That the ICE Dominion-South Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Order Finding that the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Order Finding That the San Juan Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Orders Finding that the (1) Phys,1 BS,2 LD1 3 (US/MM), AB-NIT;4 (2) Phys, BS, LD1 (US/MM), Union-Dawn; 5 (3) Phys, FP,6 (CA/GJ),7 AB-NIT; (4) Phys, FP, (US/MM), Union-Dawn; and (5) Phys, ID,8 7a 9 (CA/GJ), AB-NIT Contracts, Offered for Trading on the Natural Gas Exchange, Inc., Do Not Perform a Significant Price Discovery Function
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Orders Finding That the Henry Financial Basis Contract, Henry Financial Index Contract and Henry Financial Swing Contract Traded on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
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Order Finding That the ICE PG&E Citygate Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Order Finding That the NWP Rockies Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Order Finding That the AECO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
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Order Finding That the NGPL TxOk Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Order Finding That the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc. Does Not Perform a Significant Price Discovery Function
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Order Finding That the ICE Malin Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Sunshine Act Meetings
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting Notice
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Agency Information Collection Activities Under OMB Review
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Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0019, Stocks of Grain in Licensed Warehouses
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Account Class
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Delegations of Authority To Disclose Confidential Information
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Sunshine Act Meetings
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Public Information Collection Requirement Submitted to Office of Management and Budget (OMB) for Review
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities: Request for New Collection-3038-NEW, Registration Under the CEA-Proposed Questionnaire to Regulation 30.10 Relief Recipients (17 CFR Part 30)
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Agency Information Collection Activities: Request for New Collection-3038-NEW, Registration Under the CEA-Proposed Questionnaire to Regulation 30.10 Relief Recipients (17 CFR Part 30)
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Sunshine Act Meetings
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Sunshine Act Meeting
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Sunshine Act Meetings
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meetings
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Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations
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Commission Guidance Concerning the Rules of Practice Relating to Reparations
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Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries
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Sunshine Act Meetings
U.S. government work (Federal Register / govinfo). Primary PDFs open on govinfo; RegStak hosts the catalog only.