2012
Newest first · 153 CFTC Federal Register releases
Find
Releases
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Agency Information Collection Activities: Notice of Intent to Renew Collection, Futures Volume, Open Interest, Price, Deliveries and Exchange of Futures for Physicals
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting
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Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act
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Adaptation of Regulations To Incorporate Swaps-Records of Transactions
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Agency Information Collection Activities: Proposed Collection, Comment Request: Form TO, Annual Notice Filing for Counterparties to Unreported Trade Options
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Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
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Clearing Requirement Determination Under Section 2(h) of the CEA
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meeting
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Sunshine Act Meetings
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Sunshine Act Meeting
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Agency Information Collection Activities: Notice of Intent To Renew Collection, Procurement Contracts
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Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0098: Exemptive Order Regarding Compliance With Certain Swap Regulations
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Adaptation of Regulations To Incorporate Swaps
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Financial Education Content Needs Survey
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Meeting of Global Markets Advisory Committee
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Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of the Commodity Exchange Act
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Adjustment of Civil Monetary Penalties for Inflation
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Meeting of Technology Advisory Committee
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Sunshine Act Meeting
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Acceptance of Public Submissions Regarding the Study of Stable Value Contracts Docket Release No. 34-67927
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Privacy Act of 1974 System of Records Notice
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Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
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Sunshine Act Meeting
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act
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Availability of a Legal Entity Identifier Meeting the Requirements of the Regulations of the Commodity Futures Trading Commission and Designation of Provider of Legal Entity Identifiers To Be Used in the Recordkeeping and Swap Data Reporting
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Proposed Order and Request for Comment on a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act
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Registration of Intermediaries
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Proposal To Exempt Certain Transactions Involving Not-for-Profit Electric Utilities; Request for Comments
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Clearing Exemption for Swaps Between Certain Affiliated Entities
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Agency Information Collection Activities; Proposed Collection, Comment Request: Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Book-out Agreement Confirmation
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping Docket Release No. 33-9338
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Real-Time Public Reporting of Swap Transaction Data; Correction
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Clearing Requirement Determination Under Section 2(h) of the CEA
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Agency Information Collection Activities Under OMB Review
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Swap Transaction Compliance and Implementation Schedule: Clearing Requirement Under Section 2(h) of the CEA
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Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
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Account Ownership and Control Report; Withdrawal
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Agency Information Collection Activities: Submission for OMB Emergency Review; Comment Request: Exemptive Order Regarding Compliance With Certain Swap Regulations
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Meeting; Technology Advisory Committee
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End-User Exception to the Clearing Requirement for Swaps
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Clearing Exemption for Certain Swaps Entered Into by Cooperatives
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Privacy Act of 1974 System of Records Notice
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Second Amendment to July 14, 2011 Order for Swap Regulation
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Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act
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Exemptive Order Regarding Compliance With Certain Swap Regulations
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Sunshine Act Meeting
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Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”; Correction Docket Release No. 34-66868A
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Reestablishment of the Agricultural Advisory Committee
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Rules Prohibiting the Aggregation of Orders To Satisfy Minimum Block Sizes or Cap Size Requirements, and Establishing Eligibility Requirements for Parties to Block Trades
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Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management; Core Principles and Other Requirements for Designated Contract Markets; Correction
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Renewal of the Technology Advisory Committee
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Core Principles and Other Requirements for Designated Contract Markets
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Sunshine Act Meeting
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Renewal of the Global Markets Advisory Committee
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Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants
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Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps Docket 3038-AD48
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Sunshine Act Meeting
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Meeting of Technology Advisory Committee
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Agency Information Collection Activities; Notice of Intent To Renew Collection: Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions
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Aggregation, Position Limits for Futures and Swaps
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Sunshine Act Meeting Notice
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Sunshine Act Meeting Notice
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Sunshine Act Meeting Notice
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Sunshine Act Meeting Notice
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Sunshine Act Meeting Notice
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Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” Docket Release No. 34-66868
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Second Amendment to July 14, 2011 Order for Swap Regulation
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Docket Release Nos. 34-66932
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Sunshine Act Meeting
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Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act
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Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
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Commodity Options
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meeting
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Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
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Agency Information Collection Activities; Proposed Collection, Comment Request
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Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Notice of Sunshine Act Meetings
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Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
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Technology Advisory Committee
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Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
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Sunshine Act Meeting Notice
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Privacy Act of 1974 System of Records Notice
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meeting
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Sunshine Act Meeting
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Sunshine Act Meeting Notice
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Sunshine Act Meeting Notice
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Notice of Sunshine Act Meetings
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Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators
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Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
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Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
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Agency Information Collection Activities; Proposed Collection, Comment Request
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Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds
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Notice Requesting Nominations for the Subcommittee on Automated and High Frequency Trading
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Public Availability of Commodity Futures Trading Commission FY 2011 Service Contract Inventory
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Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
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Agency Information Collection Activities: Rules Relating to Regulation of Domestic Exchange-Traded Options Docket OMB Control Number 3038-0007
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Registration of Swap Dealers and Major Swap Participants; Correction
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Real-Time Public Reporting of Swap Transaction Data
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Performance of Registration Functions by National Futures Association With Respect To Swap Dealers and Major Swap Participants
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Registration of Swap Dealers and Major Swap Participants
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Swap Data Recordkeeping and Reporting Requirements
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Privacy Act of 1974 System of Records Notice
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Real-Time Public Reporting of Swap Transaction Data
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Agency Information Collection Activities: Rules Relating to Regulation of Domestic Exchange-Traded Options
U.S. government work (Federal Register / govinfo). Primary PDFs open on govinfo; RegStak hosts the catalog only.