2016
Newest first · 110 CFTC Federal Register releases
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Releases
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Position Limits for Derivatives
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Regulatory Flexibility Agenda
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Aggregation of Positions
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Capital Requirements of Swap Dealers and Major Swap Participants
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Order Excluding Farm Credit System Institutions From the Commodity Exchange Act's Definition of “Commodity Trading Advisor”
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Sunshine Act Meetings
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Sunshine Act Meetings
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Regulation Automated Trading
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Sunshine Act Meetings
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Agency Information Collection Activities: Comment Request-Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR
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Commodity Pool Operator Financial Reports
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Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates
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Sunshine Act Meetings
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Market Risk Advisory Committee
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Agency Information Collection Activities: Practice by Former Members and Employees of the Commission Docket Renew Collection 3038-0025
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Final Order Regarding Southwest Power Pool, Inc. Application To Exempt Specified Transactions; Amendment to the Final Order Exempting Specified Transactions of Certain Independent System Operators and Regional Transmission Organizations
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Renewal of the Technology Advisory Committee
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Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants
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Order Establishing De Minimis Threshold Phase-In Termination Date
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Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps
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Sunshine Act Meetings
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Privacy Act of 1974 System of Records Notice
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Privacy Act of 1974 System of Records Notice
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Renewal of the Global Markets Advisory Committee
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Agency Information Collection Activities Under OMB Review
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Renewal of the Agricultural Advisory Committee
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System Safeguards Testing Requirements for Derivatives Clearing Organizations
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System Safeguards Testing Requirements
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Sunshine Act Meetings
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Commodity Pool Operator Annual Report
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Sunshine Act Meetings
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Whistleblower Awards Process
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Agency Information Collection Activities Under OMB Review
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Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission
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Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act
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Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates
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Written Acknowledgment of Customer Funds From Federal Reserve Banks
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Commodity Pool Operator Annual Report
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Exemption From Registration for Certain Foreign Persons
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0074, Core Principles and Other Requirements for Swap Execution Facilities
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Agency Information Collection Activities: Revised Collection, Comment Request: Amendments To Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps, Final Rule
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Order Extending the Designation of the Provider of Legal Entity Identifiers To Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0005, Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0102, Clearing Exemption for Certain Swaps Entered Into by Cooperatives
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Agency Information Collection Activities Under OMB Review
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Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
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Adjustment of Civil Monetary Penalties for Inflation
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Clearing Requirement Determination Under Section 2(h) of the CEA for Interest Rate Swaps
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade
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Position Limits for Derivatives: Certain Exemptions and Guidance
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Regulatory Flexibility Agenda
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Agency Information Collection Activities: Notice Requesting Approval of New Collection, CFTC SmartCheck Annual Campaign Impact Tracking Survey, 3038-NEW
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Market Risk Advisory Committee
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Public Staff Roundtable on Elements of Regulation Automated Trading; Reopening of Comment Period
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Notice of Proposed Order and Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0067, Part 162 Subpart C-Identify Theft Red Flags
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Agency Information Collection Activities: Proposed Collection, Comment Request: Final Rule, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys
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Renewal of the Market Risk Advisory Committee
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Notice of Proposed Amendment to and Request for Comment on the Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Definitions of “Portfolio Reconciliation” and “Material Terms” for Purposes of Swap Portfolio Reconciliation
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Sunshine Act Meetings
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Public Availability of Fiscal Year 2015 Service Contract Inventory
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Certain Natural Gas and Electric Power Contracts Docket Release No. 33-10062
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Alternative to Fingerprinting Requirement for Foreign Natural Persons
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Market Risk Advisory Committee
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions
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Rules of Practice
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Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties
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Trade Options
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Registration
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Registration
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General Regulations Under the Commodity Exchange Act
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0104, Exemption for Swaps Between Affiliates
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery
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Sunshine Act Meetings
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Order Authorizing the National Futures Association as a Commission Designee for Direct Electronic Access to Data in Swap Data Repositories
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Foreign Futures and Options Transactions
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Technology Advisory Committee Meeting Notice
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Performance of Certain Functions by the National Futures Association Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants
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Alternative to Fingerprinting Requirement for Foreign Natural Persons
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Technology Advisory Committee; Notice of Meeting
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Agency Information Collection Activities Under OMB Review
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
U.S. government work (Federal Register / govinfo). Primary PDFs open on govinfo; RegStak hosts the catalog only.