2020
Newest first · 133 CFTC Federal Register releases
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Releases
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Agency Information Collection Activities Under OMB Review
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Privacy Act of 1974; System of Records
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Swap Execution Facility Requirements
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Exemption From Registration for Certain Foreign Intermediaries
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Sunshine Act Meetings
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Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Real Time Public Reporting”
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Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Swap Data Recordkeeping and Reporting Requirements”
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Swap Clearing Requirement Exemptions
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Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0026, Gross Collection of Exchange-Set Margins for Omnibus Accounts
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Technology Advisory Committee
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Global Markets Advisory Committee; Meeting
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Agency Information Collection Activities: Copies of Crop and Market Information Reports
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Certain Swap Data Repository and Data Reporting Requirements
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Swap Data Recordkeeping and Reporting Requirements
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Real-Time Public Reporting Requirements
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Customer Margin Rules Relating to Security Futures
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082, Whistleblower Provision
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Foreign Futures and Options Transactions
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Foreign Futures and Options Transactions
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Foreign Futures and Options Transactions
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Foreign Futures and Options Transactions
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Foreign Futures and Options Transactions
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Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps
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Privacy Act of 1974; System of Records
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Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions
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Agency Information Collection Activities Under OMB Review
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Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Revise Collection, Comment Request: Adoption of Revised Notice of Exemption
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Sunshine Act Meetings
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Public Availability of Fiscal Year 2018 Service Contract Inventory
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Sunshine Act Meetings
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Privacy Act of 1974; System of Records
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Request for Nominations for a Subcommittee Under the Agricultural Advisory Committee
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Agency Information Collection Activities Under OMB Review
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Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Bankruptcy Regulations
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Renewal of the Technology Advisory Committee
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Renewal of the Global Markets Advisory Committee
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Capital Requirements of Swap Dealers and Major Swap Participants
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Sunshine Act Meetings
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Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
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Agricultural Advisory Committee
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Sunshine Act Meetings
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Renewal of the Agricultural Advisory Committee
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Regulatory Flexibility Agenda
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing
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Agency Information Collection Activities: Notice of Intent To Renew Collection; 3038-0097, Process for Review of Swaps for Mandatory Clearing
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Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0005, Adoption of Revised Notice of Exemption Under Regulation 4.13(b)(1)
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Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
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Post-Trade Name Give-Up on Swap Execution Facilities
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Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral
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Sunshine Act Meetings
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Electronic Trading Risk Principles
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Regulation Automated Trading; Withdrawal
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications
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Market Risk Advisory Committee
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Agency Information Collection Activities Under OMB Review
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Technology Advisory Committee
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Agency Information Collection Activities: Notice of Intent To Revise Collections, Comment Request: Adoption of Revised Registration Form 8-R
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Adoption of Revised Registration Form 8-R
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Retail Commodity Transactions Involving Certain Digital Assets
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Sunshine Act Meetings
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Bankruptcy Regulations
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Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools
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Derivatives Clearing Organization General Provisions and Core Principles
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Sunshine Act Meetings
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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CFTC 2020-2024 Strategic Plan
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Agency Information Collection Activities Under OMB Review
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Privacy of Consumer Financial Information
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Swap Clearing Requirement Exemptions
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Renewal of the Market Risk Advisory Committee
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Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
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Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0090
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Global Markets Advisory Committee
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Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic
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Agricultural Advisory Committee Meeting
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Energy and Environmental Markets Advisory Committee
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Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee; Correction
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Swap Data Recordkeeping and Reporting Requirements
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Real-Time Public Reporting Requirements
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Certain Swap Data Repository and Data Reporting Requirements
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Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee
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Sunshine Act Meetings
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Sunshine Act Meetings
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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters
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Foreign Futures and Options Transactions
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Sunshine Act Meetings
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Sunshine Act Meetings
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Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities
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Energy and Environmental Markets Advisory Committee
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Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Docket OCC-2020-0002
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Position Limits for Derivatives
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Swap Execution Facility Requirements and Real-Time Reporting Requirements
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade
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Technology Advisory Committee
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Sunshine Act Meetings
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Agency Information Collection Activities Under OMB Review
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Agency Information Collection Activities Under OMB Review
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Derivatives Clearing Organization General Provisions and Core Principles
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Sunshine Act Meetings
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Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2020
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Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
U.S. government work (Federal Register / govinfo). Primary PDFs open on govinfo; RegStak hosts the catalog only.